Process & Quality Control Manager, Private Banking (HK$40K -
$55K) (Ref. No.: 26744)
Our client, a Chinese Bank is looking for high-caliber person to
fill the position.
工作职责
-
Conduct surveillance on pre-trade, post-trade and process
monitoring to ensure adherence to proper standards and
procedures
- Prepare reports on sales process quality
- Handle regulatory and compliance reviews
-
Risk assessment on process and procedures to make necessary
rectifications
-
Handle enquiries from the business and relevant units regarding
investigation and related risk mitigation measures
- Perform as hoc projects as assigned
工作要求
-
Degree holder with at least 4 years of working experience in
Private Banking sector’s risk management / compliance
/ monitoring or surveillance functions
-
Good knowledge of private banking products and well versed with
relevant HKMA and SFC rules, regulations, practices and
guidelines is preferred
- Proficient in both spoken and written English and Chinese
- 职位编号:
- 26744
- 日期:
- 22/02/2024
- 工作类别:
- 银行业
- 薪金范围:
- HK$40K - $55K
- 学历要求:
- Degree
- 联络电邮:
-
[email protected]
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